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DNA &
GENEALOGY
by James C. "Jim" Hankins
My View of DNA analysis
Concerning Classical Genealogy and Research
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I encourage everyone to become
knowledgeable of DNA, and not become overly trusting in advertising claims
where the words seem to be exactly what you're seeking. One cannot read a
brochure and count on one's expectations being met. One must read and obtain a
basic understanding of current genetic DNA analysis to effectively merge
expectations with existing capabilities. Additionally, if you take exception
to what I write, then send me the details to prove your point so that I
am persuaded. Genetic DNA analysis is still new and expanding. Although
different aspects of genetic DNA can be identified and grouped, the qualified
experts are not in agreement, and some greatly disagree with associated
statistical assumptions and/or conclusions. There are clearly some aspects
that seem beyond doubt --reflect that the Earth is round and not flat-- yet
specific genetic conclusions and/or assumptions are not measurable as
scientific facts. There are many instances where genetic DNA analysis will
solve some macro-level problems, and there are pointers and/or indicators that
seem to be valid in resolving some larger micro-level problems. Remember that
much more is unknown than is known concerning genetic DNA analysis |
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I define "classical genealogy" as
the alignment of known biological parents, with their biological children, and
their biological paternal and maternal ancestors, in a linear fashion, so as
to identify each person, by name and their exact ancestral lineage. I define "classical
research" as the discovery and analysis of recorded historical information
from all sources from which one makes conclusions to specify parents,
siblings, and grandparents for each generation. All sources include any
relevant evidence (written or oral), and these sources should be
multiple and supporting, or can be stand-alone if other evidence for or
against isn't available. Anyone who says that you must have an official record
as proof is a fool! |
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I realize that there are other genealogy
related reasons why DNA analysis is important (medical and legal), but those
reasons have little to do with classical genealogy, except in cases where
known DNA is available on both ends of a line from which to prove a genetic
link, but not necessarily prove a specific lineage to that person unless it is
either supported by available DNA in each generation, or by a proven official
record of genetic linkage. |
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Although DNA analysis is multifaceted,
genealogy currently only uses two types: mitochondrial DNA (mtDNA),
and Y-Chromosome DNA (Y-Line). |
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mtDNA passes on to every mother's
biological children (male & female). But, only daughters can pass on
mtDNA to her children and fathers make no contribution to the mtDNA
of their children. Although sperm does contain mtDNA, the quantity is tiny
(50-100) compared to the woman's egg (maybe 100,000). During conception, few
male mtDNA get through to the egg, the few that do get through are probably
diluted, and surviving male mtDNA are intentionally destroyed; there are some
scientists who prudently espouse the position that while this should be true,
there may be instances where it isn't, and if such instances exist, they
cannot be included in conventional genetic DNA science, and it is currently
impossible to identify such an instance within the DNA strand. Thus, if one
has a known ancestral lineage, with mtDNA available in each generation, then
one can prove a maternal lineage (mother's line).
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The mtDNA signature does not vary
between generations (mtDNA is identical, but the sequencing can vary).
If an ancient female's mtDNA is known, and it matches known mtDNA for
someone living today, then we know with certainty that the ancient female is
related on their maternal side, but, the match provides no clues
concerning the lineage in each generation that links them together --
nothing at all! |
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The mutation rate for mtDNA isn't
exactly known, and even within the range of mutation rates, it's known that
specific families can have increased or even decreased mutation rates
outside the believed normal ranges. Practically, most of us know of the
5,000 year old ice-man found frozen in the ice high in the mountains in
Northern Italy. His mtDNA is said to match that of a woman who lived about
15,000 years ago who lived in the area around Venice, Italy. If that mtDNA
analysis is correct (the means by which her mtDNA was proven), then the ice
man is her biological grandchild. Likewise, if your mtDNA signature matches
hers, then you too are the maternal grandchild of the 15,000 year old woman,
but absolutely nothing is known about the connecting generations
unless mtDNA is available from each generation, or an official record
exists to prove parentage for generations where mtDNA isn't available. |
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What good is mtDNA for classical
genealogy?
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First, if it's available for
a questionable generation, then it can prove a maternal lineage to that
specific person. |
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Second, it can provide a
known start point, in unlinked past generations, by which once can
search forward for links to the present. Before mtDNA, classical
genealogists could only search backward to reveal early ancestors. They
could pick someone from the past and work forward, but successes would
only be by accident because there was no previous means by which to select
a factual early start-point. |
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Both of the above are significant
improvements to classical genealogy, but connecting the present with the
known past still requires either classical research, or mtDNA
from each linking generation in order to identify the persons in
each generation. Otherwise, the only result is that one can prove a
maternal relationship between two people, but nothing else. |
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Y-Line DNA passes from father to
son, but the Y-Line signature changes slowly over time. Thus, male relatives,
with an unbroken male lineage back to a common ancestor, share the same
or similar Y-Line markers. |
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What good is Y-Line DNA for classical
genealogy?
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First, if Y-Line DNA is
available for the ancestral male in question, it can prove that the
two persons are related. And, if the DNA of the ancestral male's wife
is available, it can determine whether or not you are their grandchild, or
are related on the paternal side. That, combined with mtDNA, provides a
total picture of you and your relationship to that ancestral family. There
is additional analysis, based upon the number of matching Y-Line markers,
but that has to do with the probable number of generations back to the most
recent common ancestor (MRCA), but has nothing whatsoever to do with
identifying the lineage between the start points and the MRCA. |
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Second, one can prove there
is a relationship between two males of the same surname who are living today
(example Joe Smith in Florida, and John Smith in Washington), but it
cannot tell you anything about the specific lineage that created the
relationship. However, it does provide knowledge for the classical
researcher that was not previously available, in that the researcher may now
include the other person in the pool of names of known relatives that
must be connected via other means (DNA and/or classical research). Note: I
specified in the second point that it applied to two males of the same
surname. In most cases, that's a correct statement, however, names can be
changed, and women can have affairs. For example, Sue is pregnant and is
married to John Smith. But she is having an affair with Tom Jones. Sue is
pregnant by Tom, but doesn't intend to divorce John, so she has the baby,
and since Sue and John were still having sex, John thinks the baby is his
and the baby is named Tom Smith. That is a scenario whereby two men of
different surnames would have the same or similar Y-Line DNA markers, yet
not share the same surname, but have a common male ancestor with the Jones
surname.
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What About Cave Men? From my
reading, there are several instances whereby sufficient cell structure has
survived in Neanderthal man remains that have been carbon-dated to between
15,000 and 100,000 years old. And, the mtDNA was adequate for analysis, with
some specimens being quite good. From known modern man mtDNA, compared to
Neanderthal man mtDNA, and chimpanzee mtDNA, some rather startling results
seem apparent. Read the analysis yourself for your own understanding and
conclusions, but I read that the undisputed conclusion within known science is
that modern man could not have come from Neanderthal man, because the required
information is significantly outside the realm of the possibly. The same
conclusions were reached concerning chimpanzees and Neanderthal man, whereby
the parameters are closer for man and chimpanzees than for Neanderthal man and
either of them. Very interesting is that among the Neanderthal man specimens,
they were all sufficiently similar within their own genetic DNA to show a
genetic lineage; this adds credence to the other analysis concerning man and
chimpanzee.
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Mitochondrial-Eve? This title,
and it is used frequently, is perhaps a very poor choice of words. Its
implication, by words alone, draws a hasty conclusion that we're talking about
the Eve of "Adam & Eve". It is possible that the biblical Eve could be the
mitochondrial-Eve, but it's impossible to say that mitochondrial-Eve is the
biblical Eve. The term is simply supposed to mean the most recent common
ancestor, on the maternal side, of all humans alive on earth today. |
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DNA Profiling: Recently, I've
seen some claims concerning genetic profiling whereby a racial profile is
claimed to be possible. Specifically, after this analysis, the results are
supposed to specify the percentage of racial diversity for one's total
ancestral history. Example: 25% European, 5% American Indian, and 70% Middle
Eastern. This is advertised as accurate, however, I have only seen one
instance of claims and nothing in broad use, and therefore am skeptical at
this point (Mar 2006). On a side note, I personally first saw and heard this
said by Oprah Winfrey on her TV show. When Oprah's blood was analyzed, it
supposedly reflected 0% (zero) Western European or in other words "no
white" blood, to which she pronounced "That's Good!" -- Such a shame,
as another Racist who is anti-White is now officially recognized! I
haven't watched her show since. |
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Standards: While reviewing the
various DNA analysis offerings, I noticed that there is no standard for
evaluating the methodology for determining the timeframes in reference to the
most recent common ancestor. Or more plainly, the analysts use whatever method
that they feel is a more accurate means. Resultantly, one currently gets
different results from any or all of the DNA testing facilities, unless a
common facility is used, and it may be using techniques that are espoused only
by their facility. This indicates that to me that there will soon be a
standards organization for DNA analysis, just as there is for electrical and
electronic (IEEE) and many others, whereby those who provide services
concerning DNA analysis will be required by law to adhere to these standards.
New and evolving standards would be required to submit them to this board to
determine if they are based upon sound and reliable processes and procedures
that provide common results regardless of the facility performing the
analysis. This new organization would set the standards based upon the best
reliability standards available with current technology, then set return
meetings whereby they would evaluate technology and/or analysis evolutions to
determine if the upgrading the standards is prudent and in the best interest
of the customer. |
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My bottom-lines: |
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Presently, DNA analysis is fairly
expensive for the average person (about $150 per type of test). It will keep
evolving, and probably become routine & affordable, as more investment is
made to discover the aspects that it's customers desire. In general, it has
little to offer anyone searching for genealogy specifics for an
ancestral lineage where DNA isn't available. The "little" it offers is to
prove that two people are related, but says nothing about the lineage
unless either DNA or supplemental classical research is available to fill in
the gaps. |
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For "classical genealogy", if one
already has lineage proof, and DNA is available for each generation,
then, that line has been proved by both administrative (reputable non-DNA
records) and medical means (DNA analysis). But, if the administrative or
medical means is missing for any generation between the current and the
target ancestor(s), then the only thing proved is that the two are
either maternally (mtDNA) or paternally (Y-Line) related. This aspect is an
excellent tool to exclude someone's claim to ancestry, and thereby
disprove erroneous linkages to a specific person, but either the DNA
signature of the common ancestor must be known, or the DNA of a known
ancestor of that person. |
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Related Lines: This is one
aspect of genetic DNA that seems to be mature, at least for lineages from
the present back a few thousands of years, but there are known exceptions
whereby multiple tests of different lines are necessary in order to greatly
decrease the margin of error. For example, if there is a Smith line in
Australia, Brazil, Canada, and Finland, current genetic DNA analysis is
fairly conclusive in stating whether or not the Smith's in each of those
countries share a most recent common ancestor. However, because of the known
exception that could invalidate conclusions, it is necessary that multiple
samples of known family lines in each country are analyzed. For example, if
only one Smith sample is used, perhaps the line of that child was in an
adopted line, or the line was the product of a rape or unknown infidelity.
There is a known percentage of such cases in a given population, and the
only way of reducing the possibility of a faulty analysis is to include
multiple and preferably diverse DNA specimens from each location. Thus,
although they may never know the exact lineage connecting the Smiths in all
4 countries, they can know whether or not they are genetically related to
each other. |
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Until there are analysis standards
whereby the consumer can depend upon receiving the same results from any
facility, DNA analysis for some aspects of genealogy use is not ready for
the consumer. As is, one purchases information believed to be absolutely
correct that is based on a person's exact DNA signature, but the same DNA
sample sent to a different analysis facility will almost certainly yield
different results. Such products should not be available to the public until
there are standards. And, even though such a standard may not be very
accurate at this time, evolving technology and analysis techniques will make
refinements that will always be beneficial to the consumer in advancing
reliability. For example, just 16 years ago, the standard for high-speed
local ethernet network transfer rates was 10 megabits per second because
that was the highest speed over given distances, and specified cable
configurations with minimum technical characteristics. In a few short years,
this rose to 100 mbps, then to gigabit per second. However, all of these
increases were governed by standards established by the IEEE to ensure that
when a consumer purchased a capability, it worked in accordance with the
standards, and anyone else purchasing the product anywhere in the country,
or world, could depend upon the same network standards being present. |
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